-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ly3rimLNcx0ozFhEzQQoqoV7RNX9XpBWcWFh7ZKEXvxu5FoVZzSIjyIzzeN0hqo+ 1UsmeTKJZtnuaCUyTCtNmQ== 0000950134-97-000960.txt : 19970222 0000950134-97-000960.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950134-97-000960 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NONE GROUP MEMBERS: SANJIV S. SIDHU GROUP MEMBERS: SIDHU SANJIV S GROUP MEMBERS: SIDHU-SINGH FAMILY INVESTMENTS, LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: I2 TECHNOLOGIES INC CENTRAL INDEX KEY: 0001009304 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 752294945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49629 FILM NUMBER: 97529905 BUSINESS ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FL CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2148606000 MAIL ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIDHU SANJIV S CENTRAL INDEX KEY: 0001033444 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 909 E LAS COLINAS BLVD STREET 2: 16TH FLOOR CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 2148606000 MAIL ADDRESS: STREET 2: 1603 LBS FREEWAY,SUITE 780 CITY: DALLAS STATE: TX ZIP: 75234 SC 13G 1 SCHEDULE 13G 1 ----------------------------- OMB APPROVAL ----------------------------- OMB NUMBER 3235-0145 EXPIRES: OCTOBER 31, 1997 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE. . . 14.90 ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 --------------------- Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. __________)* i2 Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 465754 10 9 - -------------------------------------------------------------------------------- (CUSIP Number) --------------------- Check the following box if a fee is being paid with this statement [X]. (A fee is not required if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (CONTINUED ON FOLLOWING PAGE(S)) (Page 1 of 7) 2 - ---------------------------- --------------------- CUSIP NO. 465754 10 9 13G Page 2 of 7 - ---------------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SANJIV S. SIDHU (SS# ###-##-####) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 12,600,000 SHARES OF COMMON STOCK NUMBER ----------------------------------------------------------- OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 3,400,000 SHARES HELD DIRECTLY BY SIDHU-SINGH OWNED BY FAMILY INVESTMENTS OF WHICH MR. SIDHU IS A REPORTING GENERAL PARTNER. PERSON ----------------------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 12,600,000 SHARES OF COMMON STOCK - -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 3,400,000 SHARES HELD DIRECTLY BY SIDHU-SINGH FAMILY INVESTMENTS OF WHICH MR. SIDHU IS A GENERAL PARTNER. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,000,000 SHARES OF COMMON STOCK - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 65.0% AS OF DECEMBER 31, 1996 - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT 3 - ---------------------------- --------------------- CUSIP NO. 465754 10 9 13G Page 3 of 7 - ---------------------------- --------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SIDHU-SINGH FAMILY INVESTMENTS, LTD. (IRS# 75-2645568) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)[ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION TEXAS - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 3,400,000 SHARES OF COMMON STOCK MANAGED BY GENERAL PARTNERS INCLUDING MR. SANJIV S. SIDHU NUMBER --------------------------------------------------------------- OF 6 SHARED VOTING POWER SHARES BENEFICIALLY SEE RESPONSE TO ROW 5 OWNED BY REPORTING --------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 3,400,000 SHARES OF COMMON STOCK MANAGED BY GENERAL PARTNERS INCLUDING MR. SANJIV S. SIDHU --------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER SEE RESPONSE TO ROW 7 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,400,000 SHARES OF COMMON STOCK - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.8% AS OF DECEMBER 31, 1996 - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 4 CUSIP NO. 465754 10 9 13G Page 4 of 7 ITEM 1(a) NAME OF ISSUER: i2 Technologies, Inc. ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 909 E. Las Colinas Blvd., 16th Floor, Irving, TX 75039 ITEM 2(a) NAME OF PERSON FILING: This statement is filed by Sanjiv S. Sidhu(1) and Sidhu-Singh Family Investments, Ltd. sometimes referred to collectively as the Sidhu Reporting Group. The Sidhu Reporting Group may be deemed to be a "group" for the purposes of Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 and the rules thereunder (the "Act"), although each Reporting Person expressly disclaims any assertion or presumption that it and the other person on whose behalf this statement is filed constitutes a "group." The filing of this Statement and the Agreement Relating to Joint Filing of Schedule 13G attached as Exhibit 1 hereto should not be construed to be an admission that any of the Sidhu Reporting Group is a member of a "group" consisting of one or more persons. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 909 E. Las Colinas Blvd., 16th Floor, Irving, TX 75039 ITEM 2(c) CITIZENSHIP: Mr. Sidhu is a United States citizen, and Sidhu-Singh Family Investments, Ltd. has its principal place of business in Texas. ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NUMBER: 465754 10 9 - ---------------------------- (1) Mr. Sidhu is the Chairman of the Board and Chief Executive Officer of the Issuer. 5 CUSIP NO. 465754 10 9 13G Page 5 of 7 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: This statement is not being filed pursuant to Rule 13d-1(b) or 13d-2(b). ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: See Row 9 of cover page for each entity. (b) Percent of Class: See Row 11 of cover page for each entity. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: See Row 5 of cover page for each entity. (ii) shared power to vote or to direct the vote: See Row 6 of cover page for each entity. (iii) sole power to dispose or to direct the disposition of: See Row 7 of cover page for each entity. (iv) shared power to dispose or to direct the disposition of: See Row 8 of cover page for each entity. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable 6 CUSIP NO. 465754 10 9 13G Page 6 of 7 ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. The Sidhu Reporting Group may be deemed to be a "group" for the purposes of Section 13(d) and 13(g) of the Act and the rules thereunder, although each Reporting Person expressly disclaims any assertion or presumption that it or the other person on whose behalf this statement is filed constitutes a "group." The filing of this statement should not be construed to be an admission that any of the Sidhu Reporting Group is a member of a "group" consisting of one or more persons. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. 7 CUSIP NO. 465754 10 9 13G Page 7 of 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1997 /S/ SANJIV S. SIDHU ----------------------------------------- Sanjiv S. Sidhu SIDHU-SINGH FAMILY INVESTMENTS, LTD. By: /S/ SANJIV S. SIDHU -------------------------------------- Sanjiv S. Sidhu, General Partner 8 CUSIP NO. 465754 10 9 13G Exhibit 1 AGREEMENT RELATING TO JOINT FILING OF SCHEDULE 13G The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of i2 Technologies, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Dated: February 13, 1997 /S/ SANJIV S. SIDHU -------------------------------------- Sanjiv S. Sidhu SIDHU-SINGH FAMILY INVESTMENTS, LTD. By: /S/ SANJIV S. SIDHU ---------------------------------- Sanjiv S. Sidhu, General Partner -----END PRIVACY-ENHANCED MESSAGE-----